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Executive Compliance Committee

Ensuring Ethical Integrity

The Compliance Committee at SNB Capital is responsible for ensuring the company adheres to all regulatory requirements and ethical standards as mandated by the Capital Market Authority (CMA), Saudi Exchange (Tadawul), and the Compliance Code.
Driving Regulatory Compliance
By embedding compliance best practices across the organization, the committee upholds ethical standards, mitigates risks, and reinforces a strong corporate culture that prioritizes transparency, integrity, and accountability in all business operations.

Pillar of Internal Oversight

Through continuous risk assessment and internal reviews, the committee proactively identifies compliance gaps and enhances internal controls. It provides regular reports to executive leadership, ensuring accountability and swift corrective action when needed. This oversight framework safeguards SNB Capital’s reputation, fosters investor confidence, and ensures long-term regulatory alignment in a dynamic market.

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Safeguarding Reputation and Strengthening Regulatory Alignment

By proactively monitoring and enforcing compliance, the Compliance Committee safeguards SNB Capital’s reputation, enhances investor confidence, and ensures alignment with Saudi Arabia’s evolving financial regulatory landscape.
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SNB Capital is a Saudi Joint Stock Company with a paid up capital of SR1,000 million and is authorised by the Capital Market Authority of the Kingdom of Saudi Arabia with a license number 37-06046 granted by Capital Market Authority to carry out dealing, as principal and agent, and underwriting, managing, arranging, advising and custody, with respect to securities. SNB Capital Company, CR1010231474, the registered office is at King Saud Road, Regional Building P.O. Box 22216, 11495 Riyadh, Kingdom of Saudi Arabia. +966 11 874 7106

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